高水平的投资者保障是由健全的投诉程序、纪律及实施安排和赔偿基金来保证的。ISE的成员资格必须通过严格的程序才能获得。成员公司接触

分类: 英语经贸知识(00834) 发布时间: 2024-09-02 17:33 浏览量: 0
高水平的投资者保障是由健全的投诉程序、纪律及实施安排和赔偿基金来保证的。ISE的成员资格必须通过严格的程序才能获得。成员公司接触公众的雇员(称作注册代表)都必须具备一定的资格,通常通过交易所组织的考试才能获得这种资格。
【正确答案】:High standards of investor protection are provided by a well-established complaints procedure, discipline and enforcement arrangements as well as a compensation fund. International Stock Exchange member firms undergo rigorous admission procedures, and their employees who deal with the public (called Registered Representatives) are required to have certain qualifications, usually obtained by taking examinations set by the Exchange.
【题目解析】:参见教材P271。